Series 6 - Investment Company Products/Variable Contracts Limited Representative Examination Prep
This course is designed for individuals who wish to sell only investment company products (e.g., mutual funds and money-market funds) and variable annuities for an NASD broker-dealer and firms that sell primarily insurance-related products. This course covers how to assess the needs of an investor and suggests the most appropriate solution.
This course covers: Stocks, Debt Securities, Investment Banking, Securities Markets, Investment Risks and Policies, Investment Companies, Taxation, Customer Accounts, Mutual Funds, Self Regulatory Organizations (SRO’s), Securities Analysis, Retirement Plans, Variable Annuities and Variable Life Insurance.
In addition, this course features a myriad of practice quizzes by lesson to sharpen test-taking skills, as well as feedback rationale for each question that clarifies and improves retention. The course also offers unlimited number of practice finals that simulate the actual NASD exam to help ensure exam readiness. Study emphasis should be placed on the quizzes and final exams: successful completion of the quizzes will be benchmarks indicating your progress in preparing for the license exam.
Identify features of different securities, including stocks and bonds.
Describe the usage of options contracts.
Compare and contrast types of investment companies.
Discuss investment company structure, registration and taxation.
Analyze different investing strategies and their relevance to customers.
Understand the mechanics of fixed and variable annuities.
Differentiate among retirement accounts, including IRAs, Keogh Plans and others.
List important legal requirements in the financial services industry.
Apply the four main bylaws of NASD.
Summarize ethical conduct standards for Registered Representatives.
• LESSON 1: Securities Markets, Investment Risks and Policies
• LESSON 2: Investment Companies, Mutual Funds, New Accounts and Taxes
• LESSON 3: Variable Annuities, Variable Life Insurance and Retirement Plans
• LESSON 4: Securities Industry Rules and Regulations
This course takes approximately 40-50 hours to review all of the content.
ACCESS TO COURSE:
From the date of purchase, you will have access to the course for 120 days.
Below is information regarding the licensing examination administered by the NASD. For additional information please to to www.nasd.org.
There is no pre-requisite to take this exam.
Applicants are allowed 135 minutes to complete the exam.
The Series 6 examination will consist of 100 multiple-choice questions.
ABOUT THE SUBJECT MATTER EXPERT:
This course is created and brought to you by CareerBuilder Institute, a leading provider of accredited e-learning courses to working professionals through today's leading schools, associations and corporations. CareerBuilder Institute's high quality e-learning courses assist thousands of working professionals each month in a wide range of disciplines to succeed in today's marketplace, renew licenses, acquire certification or prepare for a new profession.
This course was created by the instructional design staff of CareerBuilder Institute in connection with field professionals that bring many years of experience in adult educational theory and distance learning technology to make the process of certification, compliance and training as convenient, engaging, and cost-effective as possible.
If you have any requests for technical or instructional support, please contact the CareerBuilder Institute Support Department located in the HELP section of your account profile. Technical support inquiries are handled immediately and instructional support questions are returned within 24 business hours with answers provided by a qualified professional in your field through our network of subject matter experts.